Securities and exchange commission

Kristin Gourlay / RIPR

Testimony is slated to be heard during a session Friday, related to the state’s lawsuit over 38 Studios.

One of the defendants being sued by the state, Wells Fargo Securities, is trying to obtain the SEC testimony of Michael Saul. Saul is a former deputy director of the state’s economic development agency.

CVS Caremark Settles With The SEC for $20M

Aug 2, 2013

CVS Caremark has entered into a settlement with the Securities and Exchange Commission.  The settlement ends a three year investigation.